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Keyword: Advisors and the law

56 results found
Judge makes ruling

B.C. court rejects former rep's claim that settlement was based on fraud

Canadian laws

Court denies widow access to lawyer's files, citing lack of signed will

Canadian laws

Ex-rep should be allowed to pursue claim of "bad faith" against regulator

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Appeal of tribunal's rulings on merits, Charter issues, sanctions all rejected

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court to hear arguments over competing claims on failed alternative fund manager's assets

calendar court

Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Revised agreement between a rep and his former firm was valid: decision

Judge looks at papers

TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers

Judge makes ruling

Target of SEC enforcement can have access to frozen funds for appeal, court says

Gavel and texts

Target of insider trading case was prevented from airing abuse of process claims, court says