Bulletin alerts industry firms to risky activity involving legal profession
Court rules no evidence of common breach, given differences among investors
Court rejects appeal of finding that firm could be prejudiced by settlement
CIRO must get on with the enforcement proceeding, if that's what it intends to do
Barriers to providing information to regulators violate whistleblower protections, SEC alleges
Government proposes easing service requirements for investigative notices
Both sides appealed rulings involving rep inheriting client's estate
New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
Court rejects confidentiality in alleged wrongful dismissal case