Insurance Advisors’ Report Card 2015 main chart
How advisors rated their firms
- By: IE Staff
- July 23, 2015 November 9, 2019
- 23:00
Latest news in Report Cards
Compliance is doing a thorough job
Advisors lauded compliance staff who are approachable and take the time to make sure all regulatory requirements are met
- By: Megan Harman
- June 18, 2015 November 9, 2019
- 23:00
Expert help is highly valued
Advisors want their firms to have teams of specialists to help with clients' increasing needs in wealth-management services
- By: Fiona Collie
- June 18, 2015 November 9, 2019
- 23:00
Advisors hold their firms to account
CIBC and Meridian received great praise from their advisors, while the other firms in the survey have areas to improve
- By: Fiona Collie
- June 18, 2015 November 9, 2019
- 23:00
Report Card: A decisive advantage
Big increase in AUM and productivity
- By: James Langton
- June 18, 2015 November 9, 2019
- 23:00
Report Card on Banks and CUs 2015 main chart
How advisors rated their firms
- By: IE Staff
- June 18, 2015 November 9, 2019
- 23:00
Online access for clients is top-notch
Advisors praise their firms' online platforms, which have significant integration of investment and banking accounts
- By: Kelsey Rolfe
- June 18, 2015 November 9, 2019
- 23:00
Technology remains an area of concern
Advisors have many concerns about their firms' technology, and several firms have much room for improvement
- By: Anne-Marie Vettorel
- June 18, 2015 November 9, 2019
- 23:00
Better balance needed in training
Banks and credit unions need to provide advisors with a variety of training opportunities delivered in various ways
- By: Rudy Mezzetta
- June 18, 2015 November 9, 2019
- 23:00
Praise for extensive retirement programs
Comprehensive programs matter to these advisors as they can't sell their books of business to fund their retirement
- By: Joy Blenman
- June 18, 2015 November 9, 2019
- 23:00
Dealers’ Report Card 2015: Editors discuss setback for advisors
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the Dealers’ Report Card 2015, which reveal that the…
- By: Pablo Fuchs
- May 22, 2015 November 9, 2019
- 09:15
Dealers’ Report Card 2015 main chart
How advisors rated their firms
- By: IE Staff
- May 21, 2015 June 15, 2021
- 23:00
Reps fail to move forward
Although advisors are making significant efforts to get ahead in today's challenging environment, their AUM is dropping in value while their firms struggle to deliver…
- By: Fiona Collie
- May 21, 2015 November 16, 2019
- 23:00
Firms’ proactivity is praised
Advisors lauded firms that make an effort to let advisors know what's important in a variety of ways
- By: Joy Blenman
- May 21, 2015 November 16, 2019
- 23:00
Rewards fail to motivate advisors
Although most advisors gave their dealer firms' rewards programs a shrug of the shoulder, some consider them appealing
- By: Kevin Philipupillai
- May 21, 2015 November 16, 2019
- 23:00
Back office still fails to meet needs
Advisors' complaints about their back offices remained the same as in previous years. Most notably, advisors cited overworked staff, delayed response times and multiple processing…
- By: Leah Golob
- May 21, 2015 November 16, 2019
- 23:00
Advisors look to financial planning
Financial planning is becoming more important. Advisors said it helps them show the value they provide to their clients
- By: Kelsey Rolfe
- May 21, 2015 November 16, 2019
- 23:00
Advisors suffer a setback
Despite surging equities markets and increasing assets being directed into mutual funds, advisors surveyed for this year's Report Card report a drop in the average…
- By: James Langton
- May 21, 2015 November 16, 2019
- 23:00
Strong leadership is vital
Advisors went out of their way to praise executives who take the time to develop and maintain personal relationships with them. Such efforts build trust…
- By: Anne-Marie Vettorel
- May 21, 2015 November 16, 2019
- 23:00
Bracing for the impact of CRM2
About half of the advisors who ply their trade with Canada's mutual fund and full-service dealers have a litany of concerns about the challenges that…
- By: Fiona Collie
- May 21, 2015 November 16, 2019
- 23:00
A struggle to keep promises
With all but one firm seeing a drop in their rating for delivery on promises, it's clear that firms have to make a greater effort…
- By: Tessie Sanci
- May 21, 2015 November 16, 2019
- 23:00
Downward trend in advisor pay
Advisors are taking home less in pay this year, but many still lauded their firms for maintaining fair payout structures
- By: Leah Golob
- May 21, 2015 November 16, 2019
- 23:00
BRC 2015: Raymond James improves significantly in 11 categories
Terry Hetherington, executive vice president and head of Raymond James’ private client group, discusses the firm’s wealth-management support for advisors, an area that saw a…
- By: Terry Hetherington
- May 13, 2015 November 9, 2019
- 11:15
Brokerage Report Card 2015: Editors discuss key results
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2015 Brokerage Report Card. This year's Report Card…
- By: Pablo Fuchs
- April 30, 2015 November 9, 2019
- 16:10
Report Card: No major impact
Advisors ready for CRM2 changes
- By: Rudy Mezzetta
- April 24, 2015 November 9, 2019
- 09:00