In part three of a six-part series, “The impact of CRM2 on investors,” Dan Richards, CEO, Client Insights, and Susan Silma, co-founder, CRM2 Navigator, discuss…
In part two of a six-part series, “The impact of CRM2 on investors,” Dan Richards, CEO, Client Insights, and Susan Silma, co-founder, CRM2 Navigator, discuss…
In part one of a six-part series, “The impact of CRM2 on investors,” Dan Richards, CEO, Client Insights, and Susan Silma, co-founder, CRM2 Navigator, discuss…
Susan Silma, co-founder, CRM2 Navigator, recommends three things that advisors do before the new CRM2 statements go out to clients in 2017. She spoke at…
Keith McLean, president and chief investment officer, Sphere ETFs, explains how fee transparency builds trust with clients and helps an advisor’s business. He spoke at…
Advisors who cannot show the holistic services they provide may find themselves in a negotiation battle with clients once enhanced reports are delivered in early…
Advisors should get a head start on understanding fee- and performance-related calculations and figure out ways to communicate them to clients, panel urges
Despite a major push to meet deadlines, there is more to do
How to help clients avoid confusion
CRM2-style disclosure could be coming for a range of insurance products
Other countries have been more aggressive about investor protection
As the investor protection juggernaut roles on, now is the time to have your say
The third annual CRM2 guide reviews a range of complex issues that have emerged for advisors and their firms
Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off
There are some hidden shoals in the CRm2 regime. regulators offer advice on how to navigate them
Erez Blumberger of AUM Law Professional Corp. talks about educating clients on CRM2 reports
Client conversations are going to change. Get in front of the process by being prepared
New rules usually bring penalties. Protect yourself
RBC started small with just a couple of ETFs. Now, it is moving ahead at full throttle.
The world of exchanged-traded funds (ETFs) in Canada just keeps getting larger and more complex. Assets under management in the industry have expanded quickly, reaching…
Robo-advisors are expected to add more sophisticated ETFs to their product lineups as the ETF industry continues to expand
Financial services firms large and small are moving into the field, which means more choice for your clients
Food for thought for two investors with dissimilar needs and goals, from two ETF experts
A solution to prepare mutual fund dealers to handle ETFs may be at hand
The popularity of international ETFs is growing rapidly as investors look for greener investment pastures