John Fabello, a partners with the law firm Torys LLP, describes advisors’ gatekeeper obligations as described by the Investment Industry Organization of Canada, and what they can learn from regulatory investigations. He spoke with Gavin Adamson at the TMX Broadcast Centre in Toronto.
Legacy protection demands careful planning and attention to detail — advisors have a role to play
Richardson Wealth launched a flexible program earlier this year to fund internal succession plans
Every job posting must answer three main questions
Firms should focus on retention as well as recruitment
Claims involve alleged misrepresentations by cannabis firm, underwriters
Plus, an update on a tax credit previously proposed by FP Canada
12.1 million recipients to benefit: PBO
The extra defence spending will cost the country an extra $33.5 billion a year: PBO