Stephen Rotstein
Letters of engagement and detailed notes offer key protection from client complaints
- By: Stephen Rotstein
- June 4, 2012 October 30, 2019
- 10:45
Regulator requests monetary penalties, disgorgement, costs and market bans
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Director tipped others and traded ahead of pending acquisition
Help clients benefit from opportunities with TFSAs, RRSPs, RRIFs and more
Mutual fund, ETF AUM rose for the seventh consecutive month
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation