2014 Advisors’ Report Card: Behind the numbers
Pablo Fuchs, senior editor at Investment Executive, and Clare O’Hara, staff writer, discuss key findings from the 2014 Advisors’ Report Card.
- By: Pablo Fuchs
- August 22, 2014 October 31, 2019
- 11:45
Pablo Fuchs, senior editor at Investment Executive, and Clare O’Hara, staff writer, discuss key findings from the 2014 Advisors’ Report Card.
Recent changes to the way that active business income earned within a private corporation is taxed may affect some of your high net-worth clients
Although advisors are likely to recommend their firm to another advisor, this changes sometimes based on their perception of their brokerage
Although overall AUM and productivity are up, this isn’t the case at all firms in this year’s Brokerage Report Card
Incorporated professionals must consider deferral, dividends and deductions
Proposed appointment still needs to be confirmed by legislative committee
The regulator also wants to toughen enforcement and see better advice given at banks
Misrepresentation allegations against pharma company and CEO dismissed