The amendments to the trading rules and the dealer rules would consolidate the existing requirements into a single rule on best execution
Charles Albert Martin “disregarded directives” from his dealer to stop charging service fees to clients, or providing services outside his dealer
The U.S. regulator said the bank failed to properly safeguard information generated by its analysts
Findings from the University of Calgary target late, inaccurate and missing reports
Rating agency says tighter lending practices likely to cool overheated housing markets
Investors lost $8.8 million after being referred to firm that subsequently want bankrupt
Final requirements designed to limit contagion in the financial system take effect in 2019
Fines need to be paid, not just levied
New research found that reducing regulatory requirements for small firms also reduces market quality
New CSA report states that more work needs to be done by issuers to welcome women to their boards and into executive suites