James Langton

Regulation

Canadian lawyer settles U.S. charges in microcap scheme

September 18, 2015 James Langton
Regulation

Regulators approve changes to trading rules

September 18, 2015 James Langton
Regulation

CFTC defines Bitcoin as a commodity

September 18, 2015 James Langton
Industry

Revised rules for CCMR address some concerns

September 17, 2015 James Langton
Industry

MFDA tackles “financial planner” title

September 17, 2015 James Langton
Industry

Developing a new vision for IIROC

September 17, 2015 James Langton
CRM2 Guide

Getting to transparency

September 17, 2015 James Langton
Front Page

Trading: Pushback on Alpha

September 17, 2015 James Langton
Regulation

FINRA moves to help firms better protect seniors

September 17, 2015 James Langton
Product

Fund sales slow in August

September 17, 2015 James Langton
Regulation

Mystery shop highlights investor difficulties with advisors

September 17, 2015 James Langton
Industry

Canadian ringleader convicted in U.S. tax fraud case

September 17, 2015 James Langton