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James Langton

Regulation

IIROC reduces quiet periods for research analysts

September 24, 2015 James Langton
Regulation

CSA guidance on robo-advisors focuses on human involvement

September 24, 2015 James Langton
Rise of robo-advisors in mortgage business could have an impact
Research and Markets

Shareholder activism grows substantially in 2015

September 24, 2015 James Langton
Regulation

CSA makes changes to rights offering exemption

September 24, 2015 James Langton
Research and Markets

CoCos issuance way down in 2015

September 24, 2015 James Langton
Regulation

FINRA issues alert about smart beta index funds

September 23, 2015 James Langton
Regulation

Nova Scotia bans former mutual fund rep

September 23, 2015 James Langton
Research and Markets

Moody’s reports past bad conduct weighing on U.K. banks

September 23, 2015 James Langton
Research and Markets

“The six” ranks No. 2

September 23, 2015 James Langton
Research and Markets

Risk of shutdown no threat to U.S. credit rating: Fitch

September 23, 2015 James Langton
Regulation

SEC settles with R.T. Jones over cybersecurity breach

September 23, 2015 James Langton
Regulation

SEC proposes rule reforms for U.S. mutual funds and ETFs

September 22, 2015 James Langton
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