Committee proposes restrictions on the use of advisors' titles
Many of the increases in regulators' ratings suggest dealers understand the tough job the regulators have to do. (Includes chart.)
Many say the industry should be acting in clients' best interest - and regulators should introduce a standard that would apply to dealers and advisors
Experiences in Australia show that initial concern for regulatory reforms will give way to growth down the road for the financial advice business, head of OSC suggests
The FCA has reached a settlement with Christopher Niehaus for sharing information about a client to impress his friends
Fintech firms that apply will be screened based on a variety of criteria and those selected will receive select fixed-income and equity market data
The rules set out standards for both benchmark administrators and contributors
The proposed tax measure would hurt current account balances and GDP growth for major exporters to the U.S.
Illegal distribution, market manipulation and illegal insider trading were the most common offences sanctioned in Quebec
Although balanced funds are still providing the majority of net sales, equity funds are showing signs of life while bond funds are also up