James Langton

Industry

Trader not liable for trading losses, court rules

March 11, 2016 James Langton
Regulation

Basel Committee seeks comments on revisions to disclosure framework

March 11, 2016 James Langton
Regulation

IIROC lets some dealers omit off-book assets from client performance reporting

March 11, 2016 James Langton
Regulation

Two former U.K. traders sentenced to prison for manipulating LIBOR benchmarks

March 11, 2016 James Langton
Regulation

Zika crisis may give rise to investment scams

March 10, 2016 James Langton
Regulation

MFDA to ease conditions on reps serving as executors

March 10, 2016 James Langton
Markets

U.S. retail brokers focus on customer wallet share

March 10, 2016 James Langton
Regulation

MFDA sets new record in enforcement proceedings

March 10, 2016 James Langton
Regulation

IIROC seeks comments on “plain language” rule book

March 10, 2016 James Langton
Regulation

OSC to propose introduction of “best interest” standard

March 10, 2016 James Langton
Industry

Director compensation levels continue to rise

March 10, 2016 James Langton
Industry

Nasdaq to acquire International Securities Exchange

March 10, 2016 James Langton