James Langton

Industry

U.S. fiduciary rule will lead to innovation: report

March 16, 2016 James Langton
Markets

EBA report highlights wide asset quality gaps across European banks: Moody’s

March 16, 2016 James Langton
Regulation

PCAOB sanctions five broker-dealer audit firms

March 15, 2016 James Langton
Regulation

CFTC charge two Israeli binary options brokers with fraud

March 15, 2016 James Langton
Industry

NYSE completes regulatory transition

March 15, 2016 James Langton
Regulation

U.K. man sentenced for failing to pay confiscation order

March 15, 2016 James Langton
Regulation

OSC announces Continuous Disclosure Advisory Committee members

March 15, 2016 James Langton
Regulation

FINRA offers guidance for robo-advisors

March 15, 2016 James Langton
Rise of robo-advisors in mortgage business could have an impact
Regulation

SEC charges AIG affiliates with mutual fund shares conflicts

March 14, 2016 James Langton
Research and Markets

Canadian banks increase negative equity auto loans

March 14, 2016 James Langton
Regulation

U.K. report aims to make financial advice work better for consumers

March 14, 2016 James Langton
Industry

IIAC member firms undecided on personal corporations

March 14, 2016 James Langton