CIRO settles with dealer for oversight lapse
External provider stopped including CSE stocks in trading reports
Top Stories in Uncategorized
Client-focused reforms — three years in, still waiting for results
If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed
- By: Harvey Naglie
- December 17, 2025 December 17, 2025
- 01:49
Canada posts merchandise trade surplus for September, first since January
The result came after a trade deficit of $6.4 billion in August
- By: The Canadian Press
- December 11, 2025 December 11, 2025
- 10:11
Wealth management, AI and defence are sectors to watch in 2026 deal flow
According to PwC, 642 deals worth $138.8 billion were signed in Q3
- By: Kevin Press
- December 10, 2025 December 10, 2025
- 07:00
Banks face ‘deteriorating’ outlook: Fitch
Tepid growth expectations, downside risks weigh on banks' fortunes
- By: James Langton
- December 5, 2025 December 4, 2025
- 06:00
Rep sanctioned in SEC fraud case
Investors misled about rep's trading success, disciplinary history
- By: James Langton
- December 5, 2025 December 4, 2025
- 06:00
ECB’s worries turn from tariffs to equities
Richly-valued, highly-concentrated stock markets vulnerable to a correction
- By: James Langton
- November 27, 2025 November 26, 2025
- 06:00
Ex-trader gets prison time in mismarking case
Fraudster hid US$240 million in trading losses to secure large bonus
- By: James Langton
- November 27, 2025 November 26, 2025
- 06:00
Essential tax numbers: Updated for 2026
Use this handy list of tax numbers as a quick reference
- By: IE Staff
- November 25, 2025 November 24, 2025
- 05:35
Wall St. forecasts rosier, but market worries persist
Economists cautious on equities, despite higher GDP expectations
- By: James Langton
- November 25, 2025 November 24, 2025
- 01:26
Industry moves: iA Private Wealth, Harbourfront, grow their ranks
Plus, retirements at RBC GAM and iA GAM, and Douglas Turnbull named FSRA chair
- By: Alisha Hiyate
- November 24, 2025 November 21, 2025
- 01:21
More than half of early retirees did so involuntarily: survey
Advisors, however, can help clients plan for unforeseen health issues, layoffs
- By: Jonathan Got
- November 18, 2025 November 18, 2025
- 06:01
Private credit innovation sparks new risks: Moody’s
Hidden leverage, new sources of complexity, contagion arise as funds evolve
- By: James Langton
- November 18, 2025 November 17, 2025
- 06:00