Staying on the right side of the regulators can seem like a daunting task for advisors who want to maintain an active and effective social media presence. Sean Shore, a Canadian securities compliance and regulatory lawyer, will share the best way to use social media as a way to connect with clients while remaining compliant.
Shore is a financial services executive with 10 years of experience in the Canadian investment industry specializing in investment dealer and mutual fund dealer compliance, legal and corporate governance issues. He is presently securities, compliance and regulatory counsel for Canadian Compliance & Regulatory Law. Shore has been a practicing lawyer since 1995. He holds law degrees from the University of Manitoba and the London School of Economics.
A webinar replay is now available in CE Place.
Watch the replay, take the quiz and earn CE credits. (The Institute credits pending.)