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Keyword: Social media

322 results found
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CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice

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U.K. regulators allege an unregistered FX trading scheme was touted on Instagram

online investing

Broker conflicts, finfluencers, gamification among regulators' priorities

gavel

Settlement includes 20-year market bans, monetary sanctions

gavel

Off-channel communications hamper regulatory oversight

social media

Reels, streams and more must comply with rules against misleading ads, regulator says

Big data

Firms allegedly made misleading statements about their use of AI in investing strategies

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SRO brings first case following compliance review targeting firms' use of online influencers

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Climate, compensation and governance issues to feature prominently

eb and internet concept with social media and social network signs and words

Banks should track social media as a liquidity risk factor, rating agency says