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Keyword: Social media

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Conduct standards, crypto and cybersecurity feature in exam plans for 2023

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Review to scrutinize communications, social media, finfluencers and greenwashing

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Compliance exam report documents SRO's emerging and ongoing concerns

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Younger demographic has different investing habits and preferences, FINRA research finds

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SEC, DoJ charge eight over social media driven pump-and-dumps

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Fewer than one-third of advisors surveyed had a defined marketing strategy

  • By: IE Staff
  • December 14, 2022 December 14, 2022
  • 14:02
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IOSCO report recommends practices for investor protection and education during a crisis

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New guidance tackles risks posed by finfluencers, gamification, social media

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Earlier this year, the regulator settled with other clients of the same marketing firm for similar allegations

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Cybersecurity, mental health concerns more important than carbon emissions, Fitch says