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Keyword: Social media

320 results found
online investing

Broker conflicts, finfluencers, gamification among regulators' priorities

gavel

Settlement includes 20-year market bans, monetary sanctions

gavel

Off-channel communications hamper regulatory oversight

social media

Reels, streams and more must comply with rules against misleading ads, regulator says

Big data

Firms allegedly made misleading statements about their use of AI in investing strategies

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SRO brings first case following compliance review targeting firms' use of online influencers

Modern Keyboard Button with Vote Icon - Online Voting and Election Concept

Climate, compensation and governance issues to feature prominently

eb and internet concept with social media and social network signs and words

Banks should track social media as a liquidity risk factor, rating agency says

gavel

Online posts amounted to securities-related business, CIRO panel found

investment risk

International body says policymakers must guard against complacency amid multitude of threats