Keyword: Social media

334 results found
Businessman talking with financial advisor in bank

Investors enjoy DIY investing, relying more on social media for information

Company completed offering while valuation was inflated, regulator says

CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice

U.K. regulators allege an unregistered FX trading scheme was touted on Instagram

online investing

Broker conflicts, finfluencers, gamification among regulators' priorities

Settlement includes 20-year market bans, monetary sanctions

Off-channel communications hamper regulatory oversight

social media

Reels, streams and more must comply with rules against misleading ads, regulator says

Big data

Firms allegedly made misleading statements about their use of AI in investing strategies

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SRO brings first case following compliance review targeting firms' use of online influencers