Enforcement case volumes decline in fiscal 2024, agency says
Brokers' texting, whistleblower protections among regulator's priorities
FCA review finds an increase in workplace complaints
Regulator calls for more enforcement tips on emerging issues
Barriers to providing information to regulators violate whistleblower protections, SEC alleges
Seven companies settle allegations that labour contracts violated SEC rules
Firms settle allegations that confidentiality deals impeded communications with regulators
Majority of tips, half of enforcement actions involve crypto, CFTC says
Funds used investor capital to pay distributions
Tip helped, but SEC rules that compliance staff sparked investigation