Home Whistleblowers

Keyword: Whistleblowers

136 results found

SEC orders joint payout to former tipster team who sought separate awards

virtual regulation

The regulator issued an alert about a banned man hosting online investment conferences

Businessman Blowing Whistle Isolated on White Background

The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward


The agency has awarded whistleblowers US$123 million since 2014


The SEC has rewarded tips that uncovered misconduct and saved investors millions


The chief of the SEC's whistleblower office will depart later this month

Businessman Blowing Whistle Isolated on White Background

Agency hands out its record-setting 40th financial award for an enforcement tip


Two tipsters are sharing a US$5-million SEC payout involving foreign misconduct


A tip that generated SEC and DoJ enforcement action has garnered two financial awards


Regulator pays out another US$3 million for enforcement help