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Regulator warns of heightened threats regarding emerging industries, such as cannabis and cryptocurrencies

Whistleblower

The new program allows whistleblowers to safely report securities-related misconduct

  • By: IE Staff
  • November 20, 2018 February 15, 2019
  • 16:00

The anonymous tipster furnished extensive assistance which helped the U.S. regulator bring a successful enforcement action in the case

Whistleblower

OSC’s offer of financial compensation has generated 200 tips resulting in several active investigations

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The updated rules would be designed to make it easier to pay financial rewards to tipsters

The information “strongly supported” several successful enforcement actions

The whistleblower first reported the information to another federal agency and later provided the same information to the SEC

U.S. whistleblower awarded US$2.5 million

Commission aims to clarify that in-house counsel can't collect a reward for reporting enforcement information in violation of law society rules

U.S. whistleblower awarded US$2.5 million

The regulator’s whistleblower program, which pays for information resulting in significant enforcement action, has awarded more than US$179 million to 50 whistleblowers thus far

U.S. whistleblower awarded US$2.5 million

The corporate insider, who tipped off U.S. securities regulators to the alleged fraud, is the second whistleblower the SEC has awarded this week