Tip helped, but SEC rules that compliance staff sparked investigation
Court rejects confidentiality in alleged wrongful dismissal case
Tipster alerted regulator to hard-to-detect misconduct
Program aims to close gaps involving crimes that aren't cases for SEC, CFTC
Information expanded an investigation, helped protect investors
Analyst was fired after claiming traders tried to influence research
The SEC sanctioned the firm for violating whistleblower protections
One individual and two sets of joint tipsters share rewards
Draft guidance forms part of larger effort to improve industry conduct
Whistleblower tips and rewards continue to climb