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Keyword: Whistleblowers

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Court.

Two tipsters are sharing a US$5-million SEC payout involving foreign misconduct

chips

A tip that generated SEC and DoJ enforcement action has garnered two financial awards

gavel

Regulator pays out another US$3 million for enforcement help

Whistleblower

Five whistleblowers share a combined US$1.1 million for enforcement tips

Businessman Blowing Whistle Isolated on White Background

SEC also awards whistleblower who initially tipped off their lawyer

business man using magnifying glass to inspect documents

SEC makes exception from ban on payouts for compliance staff

Whistleblower

With almost US$170 million in awards so far, the regulator is nearing a new yearly high

Whistleblower

SEC rewards pair for tipping multiple agencies to suspected misconduct

Gold coins on island with palm trees

Informants receive between 5% and 15% of tax collected as a result of tips

Businessman Blowing Whistle Isolated on White Background

Expert analysis helped regulator uncover covert violations