Bank revising rate outlook in response to U.K. referendum
Banks are holding more capital and paying out less in dividends, relative to pre-crisis levels
The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction
U.S. consumer confidence fell in April, despite gains in employment and on the stock market
Federal Reserve proposes two rules
Misrepresentations made replacement annuities appear more beneficial, even though they were typically more expensive than clients’ existing annuities, FINRA says
Large U.S. investment banks posted their weakest Q1 results in the last seven years
Proposal would enable regulators to efficiently track all trading activity in the U.S. equity and options market
There can be “significant consequences” if a firm incorrectly treats a pension income stream product as not being a security
Regulators have not disclosed their frameworks for determining whether a plan is credible