Regulator concerned that investors may be duped by efforts to pump dormant stocks
Regulators pledge action against market manipulation
Game-like trading apps and Reg BI top the U.S. SRO's compliance exam agenda
Trade supervision and surveillance are priorities for the year ahead
The exchange plans to adopt revised closing rules and functionality in October
Subsidiaries allowed institutional investors to trade before getting the regulator's approval
New rules will expand the content of market data, allowing for competing data consolidators
Consultation addresses growing demand for regulatory action on data access
New client identifier requirements for listed securities take effect in July 2021
ESMA research finds that more than 4% of liquidity is fleeting