The regulator proposed reforms to enhance competition and boost investor protection
Bourse aims to reintroduce order type that hasn't been used since 2001
Consultation paper considers a range of options
Paper proposes a fee for settlement failures in the government bond and Treasury markets
Regulators require internal compliance expertise
SRO provides guidance on short covering expectations
SEC proposal to narrow FINRA exemption should benefit brokers
Proposal would narrow exemption from FINRA for prop trading firms
Software updates caused various issues undermining market oversight
SRO committees focus on market regulation, fixed-income trading issues