Regulator issues guidance to beef up the supervision of automated trading
MX agrees to $289,000 in fines and costs ordered against firm, former trader
SRO modernizes market regulation guidance
Regulator levies record fine against Luxembourg-based firm
Panel issues fines, disgorgement, along with suspensions
Firm breached fiduciary duty by unfairly allocating losing trades to clients
Bill raises enforcement penalties, enables binding dispute resolution
Changes allow SRO to match SEC on standards for inter-listed stocks
External provider stopped including CSE stocks in trading reports
U.K. regulator's proposals aim to support innovation while protecting consumers