Regulator alleged firm failed to protect clients' trading data
Streamlining reporting requirements to generate industry savings
Trading venue plans to offer fractional trading, extended hours
New firm accepted into framework for facilitating trading in private securities
Project aims to ease trading rule compliance, not alter requirements
Disciplinary committee concludes prop trades took advantage of client
Regulator issues order designed to reduce audit trail operating costs
Research suggests AI tools could reduce herding, volatility, asset bubbles
Research finds effects are mixed, but HFT boosts systemic risk, costs
Profitable crypto, FX trades allocated to proprietary accounts over investor pools