External provider stopped including CSE stocks in trading reports
U.K. regulator's proposals aim to support innovation while protecting consumers
BCSC sent case back to SRO panel, which dismissed allegations
Breach not worthy of year-long suspension, CIRO panel finds
Regulator alleged firm failed to protect clients' trading data
Streamlining reporting requirements to generate industry savings
Trading venue plans to offer fractional trading, extended hours
New firm accepted into framework for facilitating trading in private securities
Project aims to ease trading rule compliance, not alter requirements
Disciplinary committee concludes prop trades took advantage of client