Regulators found firms are failing to identify and manage conflicts in clients' best interests
Report on industry conflicts to be published soon with CSA, CIRO
BCSC orders eight-year ban, alongside $60,000 penalty
Rules aim to expand availability of risky, illiquid investment funds
Review to look at results of efforts to add sustainability factors to suitability, product governance requirements
Brokerage, owner admitted to various contraventions of mortgage rules
Almost half of high-risk agent reviews found best-practice failures
A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours
Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections