Firms allegedly made misleading statements about their use of AI in investing strategies
SRO brings first case following compliance review targeting firms' use of online influencers
Climate, compensation and governance issues to feature prominently
Banks should track social media as a liquidity risk factor, rating agency says
Online posts amounted to securities-related business, CIRO panel found
International body says policymakers must guard against complacency amid multitude of threats
Investors face risks from sludge, nudges and other hidden tactics
ETF firm failed to disclose influencer's role in touting fund, regulator alleged
Regulator reports rise in scam alerts, misleading promos
European regulators flag threats to investors from industry, influencers