Review aims to restore trust in market infrastructure
Regulator proposes broad prohibition on trading in connection with offerings
FCA endorses move to T+2 for funds that currently settle at T+3 or T+4
Tim Leissner admitted to bribing officials and helping steal over $4.5B from Malaysia state fund
Industry calls for technology-neutral approach to regulating sector
Consultation examines risks, benefits of round-the-clock trading
Firm breached rules by allowing trading in unregistered binary options
Money market ETFs, tokenization threatening to shake up sector
New guidance outlines factors investment firms must consider
Former Assante rep agrees to ban, $2.3 million in sanctions