Keyword: Self-regulatory organizations

188 results found
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

difficult choices of a businessman due to crisis

Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque

merger

Time to think bigger on SRO reform?

reset

Editorial: Recent consultation on reforming the SRO framework reveals that a full-scale renovation is needed

  • By: IE Staff
  • November 23, 2020 December 11, 2020
  • 00:02
rules and regulations

SRO seeks comment on proposals to adopt client-focused reforms

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

IIROC publishes its version of the CSA's CFRs, which take effect in 2021

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

SRO to host online event Nov. 27, second session on Dec. 17

rules and regulations

Industry raises concerns with proposed standards for advisor, planner titles

Partners discussing new plans

The average client has $75,000 in assets and is saving for retirement, an MFDA report says

stock market

Proposals would enable the regulation of derivatives trading on exchanges