Keyword: Self-regulatory organizations

189 results found
stock market

Proposals would enable the regulation of derivatives trading on exchanges

Horizontal Seamless Pattern of the symbols of dollar currency on transparent. Vector background with green signs of dollars. The pattern can be used for your ad, poster, banner of USD money. Vector

SRO aims to boost annual revenues by US$225 million by 2024

Business People Meeting Discussion in a boardroom concept

Overlapping regulatory agendas will require constructive coordination

  • By: Ian Russell
  • September 23, 2020 September 23, 2020
  • 16:39
Grand opening, cutting red ribbon

Board has three new members

  • By: IE Staff
  • September 23, 2020 September 23, 2020
  • 14:48
suspicious client

Respondents to a poll favoured enhanced oversight and comprehensive SRO reform

Saskatchewan field with old bridge

The interests of portfolio managers' clients are better protected under the current system of regulatory oversight, argues PMAC president

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

New report explores the costs and benefits of an IIROC/MFDA merger

Time management concept. Composition with documents, stationary and alarm clock on table

Ian Russell responds to comments on his opinion piece on SRO consolidation

person on laptop with coffee

IIROC to hold AGM via video conference in September

confused man

SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada