The transition for Scotiabank will be finalized as of Jan. 1, 2024
Proposal revises conservative approach initially sought by IIROC
SRO renews Maureen Jensen's board term for three years
CIRO proposes to focus on exams instead
Gravitas Securities suspended after repeated shortfalls, failure to file financials
Group rejects proposed fee exemptions for self-regulatory organization and calls for greater advisor proficiency
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
SRO ordered US$48.1 million in monetary penslties in 2022
Commission structures, account transfer standards and dual registration are all in the works
IFIC’s busy agenda includes total cost reporting, new SRO, research and more