Harmed investors will be able to make claims for share of sanctions, April 1
SRO collected excess fees due to strong markets, trading revenue
SRO's proposals seek to enhance regulatory efficiency
Initiative seeks greater efficiency, transparency for regulatory misdemeanors
Review will consider far-reaching reforms to dispute resolution mechanism
SRO modernizes rules on industry gifts, codifies guidance, exemptions
SRO modernizes market regulation guidance
SRO wants to give outside directors more time on the job
SRO proposes consolidated rulebook, alongside end to dual registration
SRO crafts exception from ban on using performance projections