New $300 fee per rep set to take effect April 1
SRO proposes added measures to protect investors from exploitation
BCSC sent case back to SRO panel, which dismissed allegations
Breach not worthy of year-long suspension, CIRO panel finds
FINRA to accelerate arbitration process for vulnerable clients
"Dot-com" era conflict restrictions no longer needed, regulator agrees
Final consultation on merged dealer rules will get 120-day comment period
Regulator brings first enforcement action against a professional body
MSC finds no error with panel's findings against former fund rep
Project aims to ease trading rule compliance, not alter requirements