SRO sets out regulatory agenda for year ahead
SRO drops mandatory close-out proposal, adds new conduct-based approach
"I’m very bullish" on potential outcomes, says interprovincial trade expert
SRO issues revisions to gatekeeper, trading supervision obligations
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Harmed investors will be able to make claims for share of sanctions, April 1
SRO collected excess fees due to strong markets, trading revenue
SRO's proposals seek to enhance regulatory efficiency
Initiative seeks greater efficiency, transparency for regulatory misdemeanors
Review will consider far-reaching reforms to dispute resolution mechanism