Debra Doucette takes the role as Holly A. Benson steps down
Regulators aim to name CEO, board by Q2 next year
But stakeholders say board representation for financial advisors and smaller players is inadequate
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
Understand how a settlement can unexpectedly affect you
Fees as a share of industry revenues and profits have continued to decline
The CSA hasn’t set a timeline for reforms
The CSA's plan received broad support, but there's plenty of work to do on the details
Consolidated rules and enhanced governance will be part of the changes
Fund dealers' first CE cycle to kick off on Dec. 1