The choice for SEC chair signals a more activist role after a deregulatory stretch during the Trump administration
The bank was fined £26 million and paid £273 million in redress to customers
The regulator is introducing a new framework for ensuring that funds properly value their assets
Executive director says funding will provide stability for the organization
The regulator proposes to allow companies to pay up to 15% of annual pay in securities
Proposed exemption would allow non-accredited investors to self-certify their sophistication
IIROC calls for added controls on inside information in remote-work environments
Tim Moseley appointed to two-year term as vice-chair
The organization is recognizing the education and skills that CFAs already possess
Overlapping regulatory agendas will require constructive coordination