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Keyword: Securities regulations

575 results found

BCSC Chair appears before Senate Banking Committee

Hyndman outline efforts to streamline securities regulation

By: James Langton
October 31, 2002 October 31, 2002
14:30

Ontario announces measures to protect investor confidence

Proposed legislation would boost maximum fines to $5 million

By: IE Staff
October 30, 2002 October 30, 2002
10:55

IDA cuts fees for Inter-Dealer Bond Brokerages

Fees removed for non-Canadian firms

By: IE Staff
October 22, 2002 October 22, 2002
16:45

Risk management best fostered by strong competition say U.S. groups

SIA, BMA advise against one-size-fits-all approach

By: James Langton
October 22, 2002 October 22, 2002
14:50

Ottawa pledges to improve securities regulation

Throne sppech promises tougher enforcement to fight corporate crime

By: James Langton
September 30, 2002 September 30, 2002
14:40

New Oil & Gas Disclosure Standards to be Applied in 2004, says ASC

Proposed National Instrument still under consideration

September 27, 2002 September 27, 2002
15:05

Regulator introduces new penalty guidelines for trading violations

RS guidelines could result in $1 million fines

By: IE Staff
September 27, 2002 September 27, 2002
09:15

AEGON fund dealer granted regulatory relief

Commission rebates allowed for imaxxFunds switches

By: IE Staff
September 26, 2002 September 26, 2002
16:00

Regulators propose harmonizing exemption rules

Single form for reporting exempt distributions

By: IE Staff
September 20, 2002 September 20, 2002
15:25

U.S. regulatory overhaul too big to ignore says Brown

OSC head addresses IFIC conference

By: IE Staff
September 19, 2002 September 19, 2002
11:45