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Keyword: Securities regulations

575 results found

Regulators outline new disclosure system for seg and mutual funds

New summary fund summary document proposed

By: Kate McCaffery
February 13, 2003 February 13, 2003
10:30

NSSC approves rule for underwriting conflicts

Rule 33-105 to take effect May 1

By: IE Staff
February 12, 2003 February 12, 2003
16:25

CSA propose blueprint for Uniform Securities Act

Proposal aims to streamline inter-jurisdictional registration of firms and individuals

By: IE Staff
January 30, 2003 January 30, 2003
11:45

BCSC chairman calls for competition among SROs

Hyndman addresses SRO conference in Toronto

By: James Langton
January 29, 2003 January 29, 2003
11:10

Saskatchewan seeks comment on capital raising exemptions

Several provisions unique to the province

By: IE Staff
January 17, 2003 January 17, 2003
15:55

CMI warns against hasty adoption of U.S.-style regulatory reforms in Canada

Says adoption of Sarbanes-Oxley could impose undue costs

By: IE Staff
January 14, 2003 January 14, 2003
16:10

U.S. state regulators endorse new Uniform Securities Act

Act reconciles state and federal laws

By: IE Staff
January 7, 2003 January 7, 2003
17:15

OSC publishes market participant review criteria

Measure intended to promote regulatory transparency

By: IE Staff
December 19, 2002 December 19, 2002
11:30

Manley gives speech addressing investor confidence

Sarbanes-Oxly merits careful review

By: IE Staff
December 10, 2002 December 10, 2002
13:20

Ontario toughens penalties for securities offences

Bill 198 receives final approval

By: IE Staff
December 9, 2002 December 9, 2002
14:30