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Keyword: Securities regulations

575 results found

New financings more than triple to $21 billion

Ontario regulation reform boosts investment

By: IE Staff
April 21, 2003 April 21, 2003
11:20

Increased political scrutiny opportunity for progress on securities reform

Inaction poses risk to capital markets says Oliver

By: Kate McCaffery
April 16, 2003 April 16, 2003
11:30

B.C. model proposes streamlined, simplified securities regulation

Principles-based regulation at core of proposal

By: IE Staff
April 15, 2003 April 15, 2003
09:10

Ontario investor protection measures now in place

Maximum fines rise to $5 million

By: IE Staff
April 14, 2003 April 14, 2003
13:10

Regulators working together on implementation plan for electronic audit trails

Technology committee to be established in April

By: IE Staff
March 24, 2003 March 24, 2003
11:30

Allow lawyers to disclose serious fraudulent conduct by clients: CMI comment

Capital Markets Institute issues second policy comment on Sarbannes-Oxley

By: IE Staff
March 13, 2003 March 13, 2003
12:20

RS proposes exemption for Market Maker Obligation trades

Trades to be exempt from paying fees

By: IE Staff
February 28, 2003 February 28, 2003
16:50

Feds still committed to national securities reform

Corporate governance is also on the agenda

By: James Langton
February 18, 2003 February 18, 2003
16:40

CSA adopt amendments to NP 11-201

Amendments clarify electronic delivery of proxy documents

By: IE Staff
February 13, 2003 February 13, 2003
16:20

Saskatchewan grants mailing exemption

General order applies to all mutual funds

By: IE Staff
February 13, 2003 February 13, 2003
15:50