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Keyword: Securities regulations

575 results found

Canadian regulation costly: U.K. report

France, Germany spend less

By: James Langton
June 19, 2003 June 19, 2003
10:30

Nova Scotia adopts principal-agent rule

Rule goes into effect in August

By: IE Staff
June 18, 2003 June 18, 2003
13:35

Securities regulation must harness benefits of competition

Nasdaq, Instinet send joint-letter to U.S. Congress

By: IE Staff
June 18, 2003 June 18, 2003
07:10

Alberta minister to meet with European securities regulators

Melchin to examine "passport model"

By: IE Staff
June 17, 2003 June 17, 2003
11:10

Altamira granted relief from self-dealing restrictions

Exemption covers debt securities traded through National Bank Financial

By: James Langton
June 11, 2003 June 11, 2003
14:15

New harmonization rule goes in to effect in August

CSA rule covers registration, prospectus requirements

By: IE Staff
June 6, 2003 June 6, 2003
15:30

Securities regulators sign co-operation agreement with China

Four provinces sign with China Securities Regulatory Commission

By: IE Staff
May 29, 2003 May 29, 2003
09:10

SEC adopts internal control provisions of Sarbanes-Oxley

New rule goes into effect in 2004

By: IE Staff
May 28, 2003 May 28, 2003
14:20

Regulators approve amendment to integrity rules

New definition of "employee" related to IDA principal/agent by-law

By: IE Staff
May 26, 2003 May 26, 2003
10:30

Ontario bill to clarify income trust liability

Right Choices Act also proposes changes to labour funds

By: IE Staff
May 22, 2003 May 22, 2003
14:45