Phillips non-committal on splitting off OSC adjudicative function
Current state of OSC oversight called “unacceptable”
Three new provisions for investor protection
New law promises increased enforcement
Letter sent to TSX-listed companies
Provinces unlikely to follow through on reform says TSX chief
13 regulators can't deliver best standards, investor protection
The federal government is adding its voice to the increasing clamour for a single securities regulator.In Tuesday’s federal budget, the government says it supports the conclusions reached by the federally constituted Wise Persons’ Committee that delivered its final report in December. Budget documents note the federal government agrees with the WPC’s finding that the ideal […]
The Association for Investment Management and Research (AIMR) has joined forces with several leading industry associations in an initiative to promote the adoption of a single securities regulator in Canada.Sponsored by AIMR, an advertisement in today’s major national dailies, The Globe and Mail and the National Post, highlights the many advantages a single regulator would […]
Greater provincial cooperation needed says McGuinty