Advisors are required to comply with relevant by-laws, rules or regulations of the IDA or MFDA as long as they’re consistent with Nova Scotia securities laws
But panel recognizes there is “widespread skepticism” about the political will to move the model forward outside of Ontario
The panel will propose a new model for a single Canadian securities regulator
Bill brings transfer laws under a single act
Results obtained during a series of regional roundtables held earlier this year
Alberta has introduced legislation that it says enhances protection for investors and further harmonizes Alberta with Canadian capital markets by introducing civil liability for secondary market disclosure, and introducing changes to help implement the passport system.Bill 25, the Securities Amendment Act, 2006, strengthens protection for investors against false and misleading information issued by companies operating […]
Market players urged to remove barriers, draw up timetable for change
Association lays out goals for separating broker and marketplace regulation
Wilson lauds IDA for splitting off trade association role
More and more securities are held and transferred internationally, but legal status differs across nations