SEC, CESR joint plan will be implemented immediately
RFP has been issued to conduct the first stage of the study
Nasdaq will become operation as an exchange in other exchange-listed securities on Oct. 1
New rule requires fund managers to oversee all decisions involving conflicts of interest
Insider failed to file reports and operated nominee accounts wrongfully
Corporate finance, institutional fund management and investment and pension advice incurred the highest incremental regulatory costs
IDA head also stresses merits of establishing national securities regulator
Firm will pay $10 million penalty for failing to prevent the misuse of inside information
More generically written regulations that put the onus on registrants to act in the best interest of their clients are needed, says BCSC chairman
Province still supports the passport system, which aims to province single-window access to the provincial system