Former SEC chairmen to head Investors’ Working Group
Editorial
The purpose of these regulatory changes is to reduce risk, but they will also curtail firms’ earning potential
Cost-benefit analysis would be welcome
ASC panel decision follows similar order by BCSC
Each state has its own rules, and these can vary significantly
Ethics and integrity in Canadian financial markets rated higher by investment professionals outside the country
Association will host a Regulatory Reform Roundtable next month in Washington, D.C.
Advisors should be wary of the prospect of a more protectionist global financial system
Regulators in Canada, U.S. and Europe spurred by recent market turmoil to increase scrutiny