Proposal would make it easier to demonstrate and maintain qualifications
IOSCO reports on implementation of G20/FSB recommendations
The IIAC’s president and CEO says regulators need to be more open about the thinking that goes into their reform plans
The increase in revenue was due primarily to the impact of new fee rules, particularly higher participation fees
CSA report says access to case management database not adequately restricted, among other findings
New rules will make it easier for orders made in one jurisdiction to apply across the country
The ASC could not meet the objectives of securities regulation without having the power to investigate and compel information, court rules
Terms include the sharing of information
A letter from the U.S. self-regulatory organization highlights areas of concern
Canadian authorities are adhering to the principles for most types of infrastructure, but they are not fully compliant with all principles for all firms