Firm tweaks guidance on executive compensation, shareholder proposals
Editorial: In a letter to the CSA, trade groups recommend 5 initiatives to harmonize securities regulations across the country
From working groups to consulting with regulators, brokerages want to help smooth client conversations
Agreement between Ontario and Hong Kong aims to ease market access
The cryptoassets are used for commercial purposes, not as investments, regulator says
Robert Bard becomes head of Cardinal Point's wealth management operations in Montreal, following acquisition of Dorchester
Move allows more time to deal with operational, regulatory issues
Junk fees, open banking and more proposed for the regulator’s next fiscal year
Review examines post-crisis response in securitization markets, signals CLO concerns
Alberta man stole more than $500,000 from vulnerable investors