Keyword: Scholarship plans

20 results found

Knowledge First must file report by May 2015

Regulator alleges Global RESP and officers violated securities laws

New “plan summary” is designed to provide investors with key information in a simple, plain language format

OSC outlines monitor’s duties

Compliance issues at the heart of the review

Regulators extends temporary orders involving Knowledge First Financial and Heritage Education Funds

HEF is the third scholarship plan to receive an OSC order in recent weeks

Knowledge First Financial must appoint independent KYC monitor

Firm must retain independent monitor before it can take any new clients

Proposed prospectus form designed to provide better understanding of the benefits, risks and costs of investing in scholarship plans