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Keyword: Scholarship plans

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Regulators must protect vulnerable Canadians, group says

Law.

Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014

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Investor advocates argue that scholarship plan dealers should be subject to more stringent regulations

Scholarship plan dealer reprimanded for compliance deficiencies

Rep introduced scholarship plan clients to an investment program beyond his registration

Settlement accepted on supervisory failings

  • By: IE Staff
  • April 24, 2014 December 19, 2017
  • 13:00

Children’s Education Funds moves to strengthen compliance systems

Knowledge First must file report by May 2015

Regulator alleges Global RESP and officers violated securities laws

New “plan summary” is designed to provide investors with key information in a simple, plain language format