It’s too early to predict how the regulatory landscape will evolve under the Trump administration
Experiences in Australia show that initial concern for regulatory reforms will give way to growth down the road for the financial advice business, head of OSC suggests
There is little appetite among global policymakers to back away from recent reforms
Reforms to bank capital and liquidity are ahead of schedule, whereas reforms to over-the-counter (OTC) derivatives markets are falling behind
The move follows the publication of a letter SEC chairwoman Mary Jo White expressing support for the move to T+2 over the next couple of years
New report suggests that the compliance and registrant regulation branch is analyzing approaches for creating a best interest standard
New framework aims to ensure secondary markets are fair, transparent and safe
Despite protestations, Bill Rice, chairman of the CSA, is skeptical about the need for major reforms to retail regulation
Financial services firms and their regulators will be working to finalize and implement major regulatory reforms rule-makers also will be assessing the impact of recently implemented changes