Proposals would focus outside activity reporting, curb duplicate filings and enhance business title reporting
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Regulators’ quick response to the pandemic has ramped up expectations
New regulations will amplify investment dealers’ roles as product gatekeepers
The proposal would impact claims management companies, which act as intermediaries
Critics warn a proposed regime may do little to clear up confusion
Keeping track of compliance developments during the pandemic hasn’t been easy. Here are the major upcoming deadlines.
New rules will expand the content of market data, allowing for competing data consolidators
Handover for mortgage investments from FSRA to OSC knocked to July
There are more advisors — and more consumers receiving advice — following major reforms