Proposals include stiffer fines, along with measures to modernize oversight requirements
Regulator examines the new and added risks posed by tech-focused innovation in the financial sector
A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting
Editorial: The challenge for the industry is to devise a revolutionary new way to serve clients
Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements
Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms
New regulatory research will feed into reforms to shadow banking oversight
The OSC advisory group is facing a long list of investor issues
The new FCA consultation aims to encourage SPACs with added investor protections
As the U.S. industry considers shorter settlement, the CCMA ponders it too