Keyword: Regulatory reform

308 results found
People examining economic statistic Financial examiner Vector illustration.

Survey finds investors don't see the need for major overhaul

Lightbulb drawn around tree image, indicating sustainable ideas

Consultation shows range of views on where the organization should focus next

Silhouette of man at sunset

Kriegler acknowledges additional burden to advisors resulting from regulatory changes

Quantum computer

SRO examines potential implications of a computing revolution

Euro trading

Trading volumes fell, fragmentation, specialization increased since U.K. left

new label

Approval came nine months after the firm filed its initial application

  • By: Katie Keir
  • October 26, 2023 October 26, 2023
  • 12:56
merger

New SRO aims to harmonize requirements for fund dealers and investment dealers

a date circled on a 15th day of a calendar with blue ink

Legislative changes would cut minimum comment period to 60 days

U.S. Canada flag

CSA and CIRO seek feedback on the SEC's market structure proposals

online learning

CIRO consultation shows support for exam-based model