New rules require exchanges to adopt listing standards that set provisions for clawing back pay earned through misconduct
Rules streamline fund reports, call for truth in advertising on fees
Province debates scrapping product-focused approach to advisor title standards
Working group finds strong consensus in favour of term CORRA to replace CDOR
Report calls for action on enforcement and regulatory gaps
Regulators require internal compliance expertise
Dealers will vote Sept. 29 on the fate of the IIROC-MFDA merger
Proposals to boost central clearing, would curb systemic risk, report says
Cited risks from collaboration with industry are unfounded, writes Paul Bourque
New designation approved by FSRA has requirements very similar to those of SROs