Approval came nine months after the firm filed its initial application
New SRO aims to harmonize requirements for fund dealers and investment dealers
Legislative changes would cut minimum comment period to 60 days
CSA and CIRO seek feedback on the SEC's market structure proposals
CIRO consultation shows support for exam-based model
Editorial: The CSA has yet to deliver on its promised proposal to give OBSI binding authority
Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson
Regulators set interim rules for fiat-backed cryptoassets
ESMA launches consultation on reducing settlement cycle
Regulators to marry changes to disclosure rules with electronic access