Stakeholders are concerned about cost, complexity and lack of imagination
Regulators aim to enhance systemic risk oversight, investor protection
Fund industry critics worry about rules' impact on liquidity, costs
Regulator to finalize new guidance by the end of 2024
Firms were allowed to collect trailers before the CSA ban, court rules
SRO consults on options for resolving long-standing regulatory disparity
The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday
Self-regulatory organization proposes new settlement obligation and expanded guidance
Stanley Beck was a regulator, academic and investor advocate
Change follows a report from the auditor general that found the rule-making process "exceedingly slow"