Other major top-level shifts have occurred at CIBC and the Ontario Securities Commission
The new Federation of Independent Dealers named its 2024 board leader and future focus
Proposals aim to codify investor protections, enhance flexibility
Progress toward climate standards may ease greenwashing concerns, ICMA says
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls
Transition to be aided by expanding fiduciary requirements
Editorial: The rule book rewrite shouldn’t simply be an exercise in slimming down the volume of regulations
CIRO faces opposition on proposals covering managed accounts and temporary discretionary accounts
Stakeholders are concerned about cost, complexity and lack of imagination
Regulators aim to enhance systemic risk oversight, investor protection